Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Harris Evans is a registered investment advisor representative with Charles Schwab & CO., Inc.. William has been in the financial industry since 2014 and holds a variety of licenses and registrations, including Series 6, 7, 63, 65 and 66. William has previously worked with TD AMERITRADE, INC., THRIVENT INVESTMENT MANAGEMENT INC. and FORESTERS FINANCIAL SERVICES, INC. William offers financial planning, selection of other advisors, and a wrap fee program sponsor. William currently provides services in Lexington, KY and Franklin, TN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
KY
05/25/2023 - Present
Charles Schwab & CO., Inc. (Lexington KY)
KY
02/23/2023 - 07/29/2024
TD AMERITRADE, INC. (Lexington KY)
KY
01/09/2018 - 08/15/2019
THRIVENT INVESTMENT MANAGEMENT INC. (Lexington KY)
KY
09/15/2014 - 12/22/2017
FORESTERS FINANCIAL SERVICES, INC. (LEXINGTON KY)
BOTH
Issued 09/21/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/11/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/15/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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