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William Harold Riggs

Foundations Investment Advisors LLC

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About William Harold Riggs

William Riggs is an investment advisor representative at Foundations Investment Advisors LLC. William holds a Series 65 license for Investment Advisor Representatives, and a Series 63 license for Securities Agents, and is registered in South Carolina. William has a total of 2 years of experience in the industry, and his previous employer was Vanguard Marketing Corporation. William specializes in financial planning, educational seminars, and the selection of other advisors.

Firm Information

William Riggs is currently registered with Foundations Investment Advisors LLC. Foundations Investment Advisors LLC is an investment advisory firm located in Phoenix, AZ. With over $6.7 billion in regulatory assets under management, the firm provides financial planning, educational seminars, and portfolio management services to individuals, high-net-worth individuals, and corporations. The firm is registered with the SEC and has a team of 187 licensed agents and investment advisor representatives.
Foundations Investment Advisors LLC

4050 E. COTTON CENTER BLVD.

PHOENIX, AZ 85040

$6.71B

Assets Under Management

Not reported

Total Clients

203

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Riggs’s Registration & Firm History

FL

02/23/2024 - Present

Foundations Investment Advisors LLC (Lake Mary FL)

NC

09/17/2020 - 12/31/2023

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 02/23/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/24/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 06/24/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for William Harold Riggs.
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