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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Harold Peters is a financial advisor at Wealthpenn.comllc with 30 years of experience in the industry. William has served clients in the financial industry since 1993 and joined Wealthpenn.comllc in 2009. Before joining Wealthpenn.comllc, William worked at Morgan Stanley & Co. Incorporated and Bank of America Investment Services, Inc. William has passed the Series 63, 66 and 7 exams and is registered in 17 states. William specializes in working with a variety of clients including individuals, high-net-worth individuals, insurance companies, investment companies, charitable organizations, pension and profit sharing plans, corporations or other businesses, banking or thrift institutions and state or municipal government entities. William's focus is on providing financial planning, asset allocation advice, pension consulting and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/01/2009 - Present
Wealthpenn.comllc (Walnut Creek CA)
CA
05/18/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WALNUT CREEK CA)
CA
04/12/1999 - 05/21/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALNUT CREEK CA)
NY
10/01/1998 - 04/12/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
03/11/1996 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
CA
05/05/1993 - 03/11/1996
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 4/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/3/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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