Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Huffaker is a financial advisor registered with Raymond James & Associates, Inc. William has over 15 years of experience in the financial services industry. He is also registered in the state of Florida, which allows William to provide investment advice to residents of that state. William has a broad range of experience, having worked for a number of firms including First Dallas Securities Incorporated, WFG Investments, Inc., H.D. Vest Investment Services, Chase Investment Services Corp, and Fidelity Brokerage Services LLC. William is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/09/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
09/18/2018 - 12/31/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
TX
12/08/2016 - 09/04/2018
FIRST DALLAS SECURITIES INCORPORATED (DALLAS TX)
TX
02/04/2009 - 12/05/2016
WFG INVESTMENTS, INC. (DALLAS TX)
TX
01/28/2008 - 11/20/2008
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
TX
10/12/2007 - 12/11/2007
CHASE INVESTMENT SERVICES CORP. (KELLER TX)
TX
06/09/2006 - 08/02/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 09/25/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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