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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hogue is a financial advisor who has been working in the industry since 1987. William is currently registered with Stephens and has been with the firm since 2017. William was previously employed by Raymond James & Associates, Inc. and PaineWebber Incorporated. William specializes in a variety of areas including investment advisory services, financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. William has passed the Series 3, 7, 63, and 65 exams. William is registered in 27 states. William is also a registered investment advisor with Stephens in Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TN
11/28/2017 - Present
Stephens (MEMPHIS TN)
TN
07/07/1999 - 12/15/2017
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
NJ
07/16/1993 - 07/26/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/24/1987 - 07/30/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 11/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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