Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Harman is a financial advisor with over 7 years of experience in the industry. Currently registered with Northwestern Mutual Investment Services, LLC, William has a strong background in the financial industry, having previously worked with ARTISAN PARTNERS DISTRIBUTORS LLC and ROBERT W. BAIRD & CO. INCORPORATED. William holds the Series 63, Series 7, Series 86, and Series 87 licenses. William specializes in investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
07/13/2023 - Present
Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)
WI
05/14/2019 - 12/07/2022
ARTISAN PARTNERS DISTRIBUTORS LLC (MILWAUKEE WI)
WI
08/03/2015 - 04/12/2019
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 08/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/24/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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