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William Hardy Manges

Samuel A. Ramirez & Company, Inc.

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About William Hardy Manges

William Hardy Manges is a financial professional with over 30 years of experience in the industry. William Manges has been registered with Samuel A. Ramirez & Company, Inc. since May 25, 2022. Prior to this, William Manges was a Registered Representative for MARKETAXESS CORPORATION, Cantor Fitzgerald & Co., Mitsubishi UFJ Securities (USA), Inc., Knight Libertas LLC, Collins Stewart LLC., Deutsche Bank Securities Inc., Legg Mason Wood Walker, Incorporated, DB ALEX. BROWN LLC and Alex. Brown & Sons Incorporated. William Manges is licensed in New York.

Firm Information

William Manges is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Manges’s Registration & Firm History

NY

05/25/2022 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

03/21/2016 - 04/04/2022

MARKETAXESS CORPORATION (New York NY)

NY

03/10/2014 - 02/24/2016

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

01/03/2011 - 03/11/2014

MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)

CT

07/26/2010 - 01/07/2011

KNIGHT LIBERTAS LLC (GREENWICH CT)

NY

09/29/2009 - 07/15/2010

COLLINS STEWART LLC. (NEW YORK NY)

NY

05/03/2004 - 09/15/2009

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

03/01/2004 - 05/17/2004

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

01/13/2001 - 03/09/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NA

04/15/1992 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

BC

Issued 03/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2003

Series 24 - General Securities Principal Examination

BC

Issued 02/09/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/13/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Hardy Manges.
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