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William Haraway Ryan

Seaport Global Securities LLC

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About William Haraway Ryan

William Ryan is a securities professional with over 27 years of experience in the industry. William is currently registered with Seaport Global Securities LLC. Previously, William was associated with Compass Point Research & Trading, LLC, Portales Partners, LLC, Salomon Smith Barney Inc., Salomon Brothers Inc., Prudential Securities Incorporated and Piper Jaffray Inc. William has a wide range of experience and holds the Series 63, SIE, Series 87, Series 86, and Series 7 licenses. William is registered with the Securities and Exchange Commission (SEC) as well as 52 states.

Firm Information

William Ryan is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Ryan’s Registration & Firm History

CA

07/12/2021 - Present

Seaport Global Securities LLC (Costa Mesa CA)

DC

10/05/2016 - 04/22/2021

COMPASS POINT RESEARCH & TRADING, LLC (WASHINGTON DC)

NY

08/10/2001 - 06/30/2016

PORTALES PARTNERS, LLC (NEW YORK NY)

NY

11/29/1996 - 06/28/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

11/28/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

06/29/1995 - 08/06/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MN

07/26/1993 - 06/05/1995

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 08/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/10/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/21/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Haraway Ryan.
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