Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hamilton Peek is a financial advisor with over 15 years of experience in the industry. William is currently registered with Carty & Company, Inc. and has been with the firm since May 2022. Prior to this, William held roles at CREWS & ASSOCIATES, INC., Morgan Stanley & Co. Incorporated, and RIM Securities LLC. William has a broad range of experience in the financial services industry, having held positions in various firms and markets. William holds the Series 7, Series 31, and Series 66 securities licenses and is registered in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
05/10/2022 - Present
Carty & Company, Inc. (Little Rock AR)
AR
04/20/2009 - 05/11/2022
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
AR
09/18/2008 - 04/27/2009
MORGAN STANLEY & CO. INCORPORATED (FAYETTEVILLE AR)
CA
06/18/2007 - 06/06/2008
RIM SECURITIES LLC (SAN FRANCISCO CA)
BOTH
Issued 10/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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