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William Halliday O'Neil

Piper Sandler & Co.

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About William Halliday O'Neil

William Halliday O'Neil is a financial professional with over 10 years of experience in the industry. William is currently registered with Piper Sandler & Co. in Houston, TX. William has previously worked for Simmons & Company International and Citigroup Global Markets Inc.. William holds licenses for Series 62, 63, 79 and SIE exams and is registered in 32 states. William specializes in providing analytical reports/public finance consulting program and portfolio management for businesses.

Firm Information

William O'Neil is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William O'Neil’s Registration & Firm History

TX

02/26/2016 - Present

Piper Sandler & Co. (HOUSTON TX)

MN

09/05/2012 - 02/26/2016

SIMMONS & COMPANY INTERNATIONAL (MINNEAPOLIS MN)

TX

09/30/2011 - 08/28/2012

CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/17/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2012

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 09/29/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Halliday O'Neil.
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