Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hale Mildren is an investment advisor representative with Cadent Capital Advisors, LLC, located in Tulsa, Oklahoma. William has been in the securities industry since December 1969 and has been registered with Cadent Capital Advisors, LLC since June 2019. Previously, William was registered with B. Riley Wealth Management, Sanders Morris Harris Inc., U.S. Bancorp Piper Jaffray Inc., Dain Rauscher Incorporated, Rauscher Pierce Refsnes, Inc., Evern Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Inc., E. F. Hutton & Company Inc, and Smith Barney, Harris Upham & Co., Incorporated. William has a wide range of experience in the financial services industry, including securities, investment advisory, and financial planning. William is a Series 63 and Series 65 licensed advisor. William also holds a number of principal licenses, including Series 4, Series 8, Series 12, Series 24 and Series 53. William has a history of providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Selection of other advisers fees
1
2
OK
11/18/2020 - Present
Cadent Capital Advisors, LLC (TULSA OK)
OK
12/14/2012 - 06/18/2019
B. RILEY WEALTH MANAGEMENT (TULSA OK)
OK
12/02/2003 - 12/17/2012
SANDERS MORRIS HARRIS INC. (TULSA OK)
MN
06/28/1999 - 12/05/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
03/02/1998 - 06/16/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
10/09/1996 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
MO
10/06/1994 - 10/04/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
11/19/1990 - 09/23/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/15/1988 - 12/14/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/21/1984 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
12/09/1969 - 06/25/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 08/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/07/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/07/1988
Series 24 - General Securities Principal Examination
BC
Issued 06/25/1985
Series 4 - Registered Options Principal Examination
BC
Issued 08/29/1974
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 12/05/1969
Series 1 - Registered Representative Examination
Active
Inactive
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