Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam H Ward is a financial advisor at Stifel, Nicolaus & Company, Inc. William has been in the financial services industry for over 25 years and holds the Series 63, Series 7, and SIE exams. William has experience in various financial areas, including portfolio management for individuals, businesses, and pooled investment vehicles. William has worked for several firms over the years, including Legg Mason Wood Walker, Incorporated and Huntington Capital Corp. William is currently registered to offer financial advice in several states, including California, Illinois, Louisiana, Michigan, Minnesota, Ohio, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
12/01/2005 - Present
Stifel, Nicolaus & Company, Inc. (WESTLAKE OH)
MD
11/01/2004 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
OH
12/24/1997 - 11/01/2004
HUNTINGTON CAPITAL CORP. (COLUMBUS OH)
BC
Issued 01/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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