Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Naff is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. William has been working in the financial services industry since 1997 and is licensed in 52 states and 2 districts. William specializes in providing a variety of investment products and services to individuals, businesses, and institutions. William has a comprehensive understanding of the financial markets and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
04/14/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAIRHOPE AL)
CT
08/08/2003 - 09/05/2014
RBC CAPITAL MARKETS, LLC (WESTPORT CT)
MO
07/01/2003 - 08/12/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/21/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 11/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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