Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lyon is a financial advisor at Morgan Stanley. William has over 20 years of experience in the financial services industry. William is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 63, 66, and SIE licenses. William has a broad range of experience, including investment banking, portfolio management, and financial planning. William is dedicated to providing clients with personalized financial advice and helping them reach their financial goals. William is also a member of the Belvedere Finance Committee and Big Mossy LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/01/2009 - Present
Morgan Stanley (San Francisco CA)
CA
07/13/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
02/28/2005 - 07/25/2007
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
NY
08/27/2002 - 03/02/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
03/27/2001 - 08/24/2001
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
BOTH
Issued 03/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Lyon is the right advisor for you? Invested Better is here to help.
