Unclaimed
William Guy Slagle is a registered representative with Finalis Securities LLC and has been in the industry since February 24, 2024. William has a Series 63, Series 82TO, SIE and Series 79TO licenses. William is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/24/2024 - Present
Finalis Securities LLC (New York NY)
NY
04/28/2022 - 07/25/2022
FINALIS SECURITIES LLC (NEW YORK NY)
BC
Issued 02/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 04/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2022
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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