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William Griffin Walker

BA Securities, LLC

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About William Griffin Walker

William Walker is a registered representative with Ba Securities, LLC. William has a Series 79TO, Series 63 and SIE license and is registered in Pennsylvania and Tennessee. William has been in the industry for 1 year. William was previously employed by Arlington Capital Services, LLC in Birmingham, Alabama.

Firm Information

William Walker is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Walker’s Registration & Firm History

TN

02/14/2023 - Present

BA Securities, LLC (NASHVILLE TN)

AL

08/12/2021 - 10/22/2021

ARLINGTON CAPITAL SERVICES, LLC (Birmingham AL)

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Licenses & Designations

BC

Issued 01/15/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/23/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Griffin Walker.
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