Unclaimed
William Griffin Curtin is a Registered Representative with Franklin Distributors, LLC located in STAMFORD, CT. William has been in the securities industry since 2006. William is licensed in 8 states and has passed the Series 63, Series 66, Series 7, and SIE exams. William has been with Franklin Distributors, LLC since 2012. Previously, William worked with FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. and FIDELITY BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/19/2012 - Present
Franklin Distributors, LLC (STAMFORD CT)
RI
09/18/2009 - 01/10/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NH
07/10/2006 - 07/24/2009
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 01/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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