Unclaimed
William Gregory Shearer is a financial advisor with Third500, LLC. William has been in the industry since October 18, 1999. William is currently registered with FINRA and has passed the Series 7, 24, 63 and 79 exams. In the past, William has worked with Jefferies & Company, Inc., Vector Securities International, Inc., BT Securities Corporation, Kidder, Peabody & Co. Incorporated and CS First Boston Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/27/2011 - Present
Third500, LLC (Wilmette IL)
NY
10/01/1998 - 11/04/1998
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
06/19/1996 - 09/01/1998
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
05/07/1993 - 06/28/1996
VECTOR SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
MD
04/19/1989 - 07/17/1990
BT SECURITIES CORPORATION (BALTIMORE MD)
NA
02/13/1985 - 04/22/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
08/24/1983 - 01/23/1985
CS FIRST BOSTON CORPORATION
BC
Issued 02/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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