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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gregory Norris is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been in the industry since 1986. William has a broad range of experience with clients that include insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations, and individuals. William is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in multiple states. William provides advisory services, such as portfolio management, performance measurement reports, and allocation modeling.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/30/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
NJ
08/14/2000 - 09/05/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/04/1997 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
01/10/1997 - 02/03/1997
J.C. BRADFORD & CO.
GA
06/25/1992 - 01/29/1997
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
NY
03/02/1990 - 06/26/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
GA
11/21/1986 - 03/15/1990
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
IA
Issued 10/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1986
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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