Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Greer Spivack is a financial professional with experience in the industry. William has a Series 63, 86, 87 and SIE licenses. William is currently registered with TD Securities (usa) LLC in New York. Prior to this, William was registered with Cowen and Company in Washington, D.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/07/2024 - Present
TD Securities (usa) LLC (New York NY)
DC
02/04/2022 - 04/11/2024
COWEN AND COMPANY (WASHINGTON DC)
BC
Issued 07/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/21/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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