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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Graham Mapes is an investment advisor representative with Cetera Investment Advisers LLC. William has been in the financial services industry since 1989. Cetera Investment Advisers LLC is a Registered Investment Advisor with offices in Schaumburg, IL, and other locations. William has an extensive background in financial services and has held prior positions with Financial Network Investment Corporation, Derand/Pennington/Bass, Inc., and FTFS. William provides a range of financial services to clients, including financial planning, portfolio management, and pension consulting. William holds several industry licenses and designations. William's specialties include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (SANTA ROSA CA)
CA
07/12/1991 - 03/11/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
12/01/1989 - 07/02/1991
DERAND/PENNINGTON/BASS, INC.
CA
05/25/1988 - 11/18/1989
FTFS (PETALUMA CA)
BC
Issued 8/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 4/24/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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