Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gordon Stoops is a financial professional with over 30 years of experience in the securities industry. William currently works at FHN Financial Securities Corp. and is registered to sell securities in 14 states. William is a Series 3, 7 and 63 licensed professional, with a background at HSBC Securities, Inc. and Lehman Brothers Inc. William holds a Securities Industry Essentials Examination (SIE) certificate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/20/2000 - Present
FHN Financial Securities Corp. (Darien CT)
NY
01/01/1995 - 05/19/1999
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NY
05/05/1988 - 09/26/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1991
Series 3 - National Commodity Futures Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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