Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gordon Leese is a financial professional with over 40 years of experience in the industry. William is currently registered with Charles Schwab & Co., Inc. and has previously held positions at TD Ameritrade, Inc., National Financial Services LLC, Norcross Securities, Inc., CenPac Securities Corp., Paine Webber Incorporated, and Sherwood Capital, Inc. William is a licensed Series 7, Series 24, and Series 63 representative and holds the SIE designation. William is registered to provide investment advice in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
07/27/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
MA
03/23/2009 - 12/31/2023
TD AMERITRADE, INC. (Boston MA)
MA
12/21/1994 - 08/28/2008
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
AZ
12/11/1991 - 12/02/1994
NORCROSS SECURITIES, INC. (PHOENIX AZ)
NA
07/26/1989 - 02/28/1992
CENPAC SECURITIES CORP.
NJ
03/12/1987 - 07/19/1989
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/02/1987 - 02/12/1987
SHERWOOD CAPITAL, INC.
NA
09/24/1982 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
BC
Issued 09/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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