Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gordon Huseth is a financial advisor at UBS Financial Services Inc. William has been in the industry since 1973. William has experience at several firms, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., and Chiles, Heider & Co., Inc. William holds a variety of licenses and registrations including Series 7, Series 9, Series 10, Series 27, Series 3, Series 63, Series 65, and Series 99. William provides financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
08/08/2017 - Present
UBS Financial Services Inc. (OMAHA NE)
NE
06/01/2009 - 05/02/2012
MORGAN STANLEY SMITH BARNEY (OMAHA NE)
NE
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OMAHA NE)
NY
08/18/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/24/1973 - 08/31/1983
CHILES, HEIDER & CO., INC.
NA
06/01/1973 - 08/24/1983
CHILES, HEIDER & CO., INC.
IA
Issued 05/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/15/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/14/1980
F04 - Financial Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1982
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1977
PC - AMEX Put and Call Exam
BC
Issued 05/24/1973
Series 000 - General Securities Principal Examination
BC
Issued 05/22/1973
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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