Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Goodman is an investment advisor representative registered with Cambridge Investment Research Advisors, Inc. William has been in the securities industry since January 2008. William is registered with the state of Arizona. William is licensed to conduct business in Arizona, California, Colorado, Georgia, Hawaii, Indiana, Michigan, Oregon, South Carolina, Utah, Virginia and Washington. William has passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). William's past employment includes Morgan Stanley and Citigroup Global Markets Inc.. William provides financial planning and portfolio management services to individuals, businesses, and retirement plans. William also conducts educational seminars on a variety of financial topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
08/04/2016 - Present
Cambridge Investment Research Advisors, Inc. (Tempe AZ)
AZ
06/01/2009 - 08/11/2016
MORGAN STANLEY (TEMPE AZ)
AZ
01/30/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TEMPE AZ)
BOTH
Issued 02/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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