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William Goadby Lawrence

Mischler Financial Group, Inc.

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About William Goadby Lawrence

William Goadby Lawrence is a financial advisor with Mischler Financial Group, Inc. based in Stamford, CT. William has over 28 years of experience in the financial services industry and holds Series 3, 7, 24, and 63 licenses. William is registered to provide investment advice in several states, including California, Colorado, Connecticut, Georgia, Maryland, Minnesota, New Jersey, New York, Pennsylvania, and Washington.

Firm Information

William Lawrence is currently registered with Mischler Financial Group, Inc.. Mischler Financial Group, Inc. is a corporation formed in November 1994. It is registered with the SEC and in 48 states, providing financial services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Lawrence’s Registration & Firm History

CT

09/07/2022 - Present

Mischler Financial Group, Inc. (STAMFORD CT)

NY

05/10/2019 - 10/25/2021

BOFA SECURITIES, INC. (NEW YORK NY)

NY

11/01/2010 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/22/2005 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

02/13/2009 - 03/11/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

TX

03/03/2003 - 06/21/2005

AMHERST SECURITIES GROUP, L.P. (AUSTIN TX)

NY

11/18/1993 - 03/05/2003

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

11/18/1993 - 10/23/1995

LEHMAN GOVERNMENT SECURITIES INC.

NA

11/18/1993 - 07/18/1994

LEHMAN SPECIAL SECURITIES INC.

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Licenses & Designations

BC

Issued 01/13/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/1995

Series 3 - National Commodity Futures Examination

BC

Issued 12/17/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Goadby Lawrence.
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