Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Glenn Smith is a financial advisor with Carty & Company, Inc. based in Little Rock, AR. William has been in the industry since December 9, 1987. William holds Series 7, Series 63, SIE, and Series 52TO licenses. William has been registered with FINRA since March 30, 2022. William has also been registered with the states of Arizona, Arkansas, California, Delaware, Florida, Georgia, Hawaii, Illinois, Kansas, Kentucky, Louisiana, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, Texas, and Virginia. Prior to joining Carty & Company, Inc., William was employed by BOK FINANCIAL SECURITIES, INC. and CREWS & ASSOCIATES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AR
03/30/2022 - Present
Carty & Company, Inc. (Little Rock AR)
AR
06/06/2005 - 03/18/2022
BOK FINANCIAL SECURITIES, INC. (Little Rock AR)
AR
11/25/1987 - 06/01/2005
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
BC
Issued 09/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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