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William Given Masters

Dash Financial Technologies LLC

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About William Given Masters

William Given Masters is a financial advisor currently associated with Dash Financial Technologies Llc. William has been in the financial services industry since October 13, 2014. Previously, William was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Susquehanna Securities. William holds FINRA Series 7, 9, 24, and 66 licenses. William is registered in Illinois and New York.

Firm Information

William Masters is currently registered with Dash Financial Technologies LLC. Dash Financial Technologies LLC is a Limited Liability Company formed in December 2001. The firm is registered with the SEC and in 26 states.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Masters’s Registration & Firm History

NJ

11/27/2017 - Present

Dash Financial Technologies LLC (Jersey City NJ)

NJ

08/20/2015 - 08/15/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VINELAND NJ)

PA

12/24/2014 - 07/30/2015

SUSQUEHANNA SECURITIES (BALA CYNWYD PA)

PA

06/12/2014 - 07/30/2015

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

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Licenses & Designations

BOTH

Issued 08/26/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/11/2017

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/14/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Given Masters.
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