Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Glennon is a financial advisor with over 25 years of experience in the industry. He is currently registered with Morgan Stanley and holds licenses in Arizona, California and Texas. William has worked with UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated in the past. William is a Series 7, Series 31 and Series 63 licensed representative and holds the SIE certification. William's areas of specialization include Asset Allocation, Financial Planning, Portfolio Management, and Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/12/2020 - Present
Morgan Stanley (LOS GATOS CA)
CA
12/12/2008 - 07/06/2020
UBS FINANCIAL SERVICES INC. (LOS GATOS CA)
CA
04/02/2007 - 12/18/2008
MORGAN STANLEY & CO. INCORPORATED (LOS GATOS CA)
CA
12/12/1996 - 04/02/2007
MORGAN STANLEY DW INC. (LOS GATOS CA)
IA
Issued 04/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 12/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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