Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Giffin is a financial advisor in Downers Grove, Illinois. William Giffin has been in the industry since 1991 and has been associated with Hightower Advisors, LLC since December 2021. Prior to working at Hightower Advisors, LLC, William Giffin was employed by Trust Company of Illinois. William Giffin holds licenses for Series 6, Series 7, Series 63, Series 65, and Series 66. William Giffin is also a trustee for Outreach Community Ministry and DuPage Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
01/02/2022 - Present
Hightower Advisors, LLC (Downers Grove IL)
IL
10/23/2009 - 04/02/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
MA
12/15/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IL
08/20/2005 - 12/31/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CHICAGO IL)
NC
02/01/2005 - 08/20/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
07/02/1997 - 12/13/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IL
11/21/1991 - 08/08/1995
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
IA
Issued 05/01/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/31/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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