Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gernon Wall is a financial advisor with Osaic Wealth, Inc. based in Charlotte, NC. William has been in the industry since 1998 and has a wide range of experience. He is currently registered with the following regulatory authorities: FINRA, North Carolina, and 10 other states. William is a highly qualified advisor with expertise in financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
06/14/2024 - Present
Osaic Wealth, Inc. (Charlotte NC)
NC
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Charlotte NC)
NC
02/03/2016 - 07/17/2020
INVESTACORP, INC. (Charlotte NC)
NC
07/07/2009 - 01/19/2016
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
11/20/2003 - 04/26/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
05/24/2000 - 11/25/2003
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CA
06/10/1999 - 05/04/2000
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NY
01/20/1998 - 03/25/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
01/20/1998 - 03/25/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 02/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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