Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gerard Redding is a financial advisor with RBC Capital Markets, LLC. William has over 30 years of experience in the industry and is registered with the Securities and Exchange Commission (SEC) and FINRA. William is licensed to provide financial advice in 53 states and the District of Columbia. William’s primary focus is in providing financial advice to individuals and families, and has experience with institutional clients as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/27/2017 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NA
11/29/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
03/15/1993 - 12/05/1995
LEWIS, DE ROZARIO & CO. INCORPORATED
NA
06/15/1988 - 05/11/1990
COLORADO NATIONAL BROKERAGE, INC.
NA
05/04/1987 - 01/20/1988
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/01/1984 - 08/26/1986
ALAN BUSH BROKERAGE CO
BOTH
Issued 09/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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