Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Pembroke is a registered representative with Avantax Advisory Services and Avantax Planning Partners, Inc. William has been in the securities industry since 1996. He is registered in Florida, Georgia, and New Jersey. William's experience includes working with high net worth individuals, pension and profit sharing plans, and corporations or other businesses. William also offers financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
FL
10/25/2019 - Present
Avantax Advisory Services (PORT ST. LUCIE FL)
FL
01/04/2010 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (PORT ST. LUCIE FL)
FL
06/30/2004 - 01/15/2010
GENWORTH FINANCIAL SECURITIES CORPORATION (PORT ST. LUCIE FL)
CT
09/16/1996 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BOTH
Issued 09/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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