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William Gerard Mingione

Bancroft Capital, LLC

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About William Gerard Mingione

William Gerard Mingione is a securities professional with over 20 years of experience in the financial industry. William is currently registered with Bancroft Capital, LLC and holds licenses including Series 7, 24, 55, 57TO, 63, and 79TO. William previously worked at Drexel Hamilton, LLC, Collins Stewart LLC, WJB Capital Group, Inc, and National Financial Services LLC. William is a seasoned financial professional with a deep understanding of the financial markets and a commitment to providing personalized service to clients. William specializes in financial planning and pension consulting services.

Firm Information

William Mingione is currently registered with Bancroft Capital, LLC. Bancroft Capital, LLC is a Limited Liability Company formed in July 2017. The firm provides financial planning and pension consulting services to a variety of clients. They are registered with the SEC and in 34 states. They have 4 investment adviser representatives and 4 registered representatives.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Mingione’s Registration & Firm History

NY

11/01/2018 - Present

Bancroft Capital, LLC (Uniondale NY)

NY

01/18/2012 - 10/31/2018

DREXEL HAMILTON, LLC (NEW YORK NY)

NY

05/31/2011 - 11/08/2011

COLLINS STEWART LLC. (NEW YORK NY)

NY

11/10/2008 - 02/01/2011

WJB CAPITAL GROUP, INC. (NEW YORK NY)

NJ

02/20/1998 - 09/19/2007

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 02/23/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/20/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/23/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Gerard Mingione.
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