Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gerard Carroll is a registered investment advisor representative with Principal Advised Services. William is licensed to provide investment advice and sell securities in all 50 states and the District of Columbia. William joined Principal Advised Services in June 2024. Previously, William worked as a Retirement Consultant at Principal Advised Services and an AVP - Advice, Education & Sales for Principal Life Insurance in Charlotte, NC. William holds the Series 66, Series 7TO, and the SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
08/06/2024 - Present
Principal Advised Services (CHARLOTTE NC)
BOTH
Issued 08/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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