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William Gerard Carr

DWS Distributors, Inc.

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About William Gerard Carr

William Gerard Carr is a registered representative with DWS Distributors, Inc. William has been in the financial services industry since 1989 and has passed the Series 6, SIE and Series 99TO exams. William's current registration is active with FINRA and is not currently registered with any states.

Firm Information

William Carr is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Carr’s Registration & Firm History

FL

04/09/2021 - Present

DWS Distributors, Inc. (JACKSONVILLE FL)

NA

05/18/1989 - 10/18/1989

PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.

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Licenses & Designations

BC

Issued 04/09/2021

Series 99TO - Operations Professional Examination

BC

Issued 03/26/2021

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Gerard Carr.
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