Unclaimed
William Gerald Mastrodicasa is a securities professional with over 29 years of experience in the industry. William is currently registered with First Public, LLC in Austin, Texas. He has a broad range of experience in the securities industry, including roles with Patagonia.com Securities Corp., The R.J. Forbes Group, Inc., Waterhouse Securities, Inc., Shamrock Partners, Ltd and Russo Securities Inc. William holds licenses to operate in Texas and Florida. William has a variety of licenses, including Series 4, 7, 8, 9, 10, 24, 52, 53, 55, 57, 63, 99 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/30/2004 - Present
First Public, LLC (AUSTIN TX)
FL
11/22/1999 - 01/31/2002
PATAGON.COM SECURITIES CORP. (MIAMI BEACH FL)
NE
08/22/1997 - 10/27/1999
THE R.J. FORBES GROUP, INC. (OMAHA NE)
NE
09/29/1993 - 02/18/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
PA
06/30/1993 - 09/09/1993
SHAMROCK PARTNERS, LTD (MEDIA PA)
NY
04/01/1993 - 06/10/1993
RUSSO SECURITIES INC. (STATEN ISLAND NY)
CA
03/10/1993 - 03/16/1993
U.S. SECURITIES CLEARING CORP. (SAN DIEGO CA)
BC
Issued 01/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/21/1997
Series 4 - Registered Options Principal Examination
BC
Issued 11/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 04/07/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/16/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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