Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam George Zimmerman is a registered investment advisor representative with Osaic Wealth, Inc. based in Scottsdale, Arizona. William is also registered with the state of New Jersey as an Investment Advisor Representative. William has been in the securities industry since July 30, 1991. His previous employers include Fidelity Brokerage Services LLC, AIG Capital Services, Inc., Pruco Securities, LLC, and Hartford Equity Sales Company Inc. William has passed the Series 63, Series 7, and Series 65 exams and has been a registered representative with FINRA and the SEC. William specializes in working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. He is also experienced in providing financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
12/08/2016 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
CT
04/29/2016 - 11/23/2016
FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)
NJ
10/15/2013 - 12/07/2015
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
01/03/2013 - 07/08/2013
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
01/02/2013 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
11/24/2009 - 01/02/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
12/08/2005 - 09/21/2009
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
CA
08/27/2004 - 12/31/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
08/10/2001 - 08/26/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/21/1990 - 08/20/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/20/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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