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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Waller is a financial advisor with William Blair, a firm based in Chicago, Illinois. William has been in the financial services industry since 1970. He is a registered Investment Advisor Representative (IAR) in the state of Illinois and has other licenses to sell securities and provide investment advice in a number of states. William holds both a Series 63 and 65 licenses. William's expertise includes equity research, portfolio management, and financial planning. He works with a variety of clients including corporations, individuals, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
03/01/2007 - Present
William Blair (CHICAGO IL)
WI
07/28/1988 - 11/10/1994
STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)
NA
06/01/1984 - 06/08/1988
PAINEWEBBER INCORPORATED
NA
07/29/1970 - 06/04/1984
PAINE WEBBER MITCHELL HUTCHINS INC.
IA
Issued 10/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/20/1972
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1965
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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