Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam George Vogelpohl is a financial professional with over 28 years of experience in the industry. William George Vogelpohl is currently registered with Hilltop Securities Inc. in Denver, Colorado. William George Vogelpohl has also held previous positions at FIRST SOUTHWEST COMPANY, LLC, RBC CAPITAL MARKETS, LLC, DAIN RAUSCHER INCORPORATED, and RAUSCHER PIERCE REFSNES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CO
01/22/2016 - Present
Hilltop Securities Inc. (Denver CO)
CO
09/06/2011 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (Denver CO)
TX
03/02/1998 - 07/21/2011
RBC CAPITAL MARKETS, LLC (DALLAS TX)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
01/11/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BC
Issued 01/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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