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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Riley is a financial advisor with Wells Fargo Advisors Financial Network, LLC. William has been in the financial services industry since November 5, 1990. William is registered with both FINRA and the SEC. William holds a number of licenses including Series 6, 7, 9, 10, 63 and 65. William also holds registrations in numerous states across the United States. William has prior experience with several firms including Wells Fargo Clearing Services, LLC, First Union Capital Markets Corp., Metlife Securities Inc. and Metropolitan Life Insurance Company. William provides a variety of financial services including portfolio management, investment consulting services, financial planning, and pension consulting. William is currently located in Monroeville, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/21/2017 - Present
Wells Fargo Advisors Financial Network, LLC (MONROEVILLE PA)
PA
10/01/1999 - 04/21/2017
WELLS FARGO CLEARING SERVICES, LLC (MONROEVILLE PA)
NC
04/03/1993 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MA
11/06/1990 - 07/30/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/06/1990 - 07/30/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/02/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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