Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Pendleton is a registered investment advisor representative with over 30 years of experience in the financial services industry. William currently works with ON Investment Management Co. William has worked with a variety of firms including Parkland Securities, LLC, MML Investors Services, Inc., Signator Investors, Inc., and John Hancock Mutual Life Insurance Company. William is licensed to provide financial services in Florida, Indiana, Kentucky, Maryland, Michigan, Minnesota, Nevada, North Carolina, Ohio, South Carolina, Texas, and Wyoming. William offers a range of financial services, including investment advisory, financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
06/01/2021 - Present
ON Investment Management Co. (Valparaiso IN)
IN
01/23/2006 - 03/02/2017
PARKLAND SECURITIES, LLC (VALPARAISO IN)
MA
09/26/2000 - 01/24/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
10/30/1992 - 09/20/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/30/1992 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 07/17/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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