Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam George Mowbray is a financial professional with over 40 years of experience in the financial services industry. William is a registered representative and investment advisor representative at Osaic Wealth, Inc., a firm that serves a wide range of clients, including individuals, families, businesses, and institutions. William is a Chartered Financial Consultant and holds a variety of licenses and registrations, including Series 6, 63, 65, and SIE. William is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
06/14/2024 - Present
Osaic Wealth, Inc. (MIDDLETON WI)
WI
11/09/2016 - 06/14/2024
SECURITIES AMERICA, INC. (MIDDLETON WI)
WI
04/12/2010 - 12/06/2016
CETERA ADVISOR NETWORKS LLC (MADISON WI)
WI
01/19/2000 - 04/21/2010
AMERITAS INVESTMENT CORP. (MADISON WI)
OH
12/04/1995 - 01/21/2000
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
NA
11/10/1995 - 12/04/1995
THE O.N. EQUITY SALES COMPANY
WI
02/10/1995 - 11/22/1995
WFG SECURITIES CORPORATION (MIDDLETON WI)
CA
08/13/1985 - 02/13/1995
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
06/18/1986 - 01/14/1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
NA
11/23/1983 - 08/07/1985
PENN MUTUAL EQUITY SERVICES, INC.
NA
04/23/1980 - 10/24/1983
PML SECURITIES COMPANY
IA
Issued 10/02/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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