Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam George Mitchell is a financial advisor with Regiment Securities, LLC in Chicago, Illinois. William has been in the industry since May 2, 2013. He holds the Series 7, Series 62, Series 63 and SIE licenses. William has previously worked with BRG CAPSTONE CAPITAL ADVISORS, DEBTX SECURITIES, INC., and CONTIFINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/18/2022 - Present
Regiment Securities, LLC (CHICAGO IL)
IL
11/29/2016 - 05/01/2020
BRG CAPSTONE CAPITAL ADVISORS (Chicago IL)
MA
04/26/2002 - 08/15/2003
DEBTX SECURITIES, INC. (BOSTON MA)
NY
06/28/1995 - 08/19/1999
CONTIFINANCIAL SERVICES CORPORATION (NEW YORK NY)
BC
Issued 02/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2016
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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