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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam George Hains is a financial advisor registered with Morgan Stanley. William is based in Menlo Park, California and has been in the industry since February 13, 2001. William has a broad range of experience, having worked at firms such as Sanctuary Securities LLC, Hightower Securities, LLC, and Citigroup Global Markets Inc. William holds Series 7, 24 and 66 securities licenses, and is registered to provide securities and investment advisory services in 54 states. William specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/11/2020 - Present
Morgan Stanley (Menlo Park CA)
CA
11/16/2011 - 05/05/2017
SANCTUARY SECURITIES LLC (Portola Valley CA)
CA
07/21/2010 - 11/11/2011
HIGHTOWER SECURITIES, LLC (MENLO PARK CA)
CA
08/21/2009 - 07/21/2010
PURSHE KAPLAN STERLING INVESTMENTS (MENLO PARK CA)
CA
06/01/2009 - 09/04/2009
MORGAN STANLEY SMITH BARNEY (MENLO PARK CA)
CA
02/06/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
CA
08/02/2000 - 02/28/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BOTH
Issued 12/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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