Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam George Forringer has been in the financial industry since 2000 and holds both Series 6 and 7 licenses, as well as Series 9 and 10. William Forringer is currently registered with Fidelity Brokerage Services LLC, and has previously been registered with several other firms, including SunTrust Investment Services, Inc., BB&T Investment Services, Inc., Wachovia Securities, LLC, First Union Brokerage Services, Inc., and Waddell & Reed, Inc. William Forringer is registered in North Carolina, Massachusetts, Texas and Utah and is actively registered with FINRA. William Forringer has obtained the Series 65 license as well. William Forringer's experience spans multiple industries, including financial services, investment banking, and brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/11/2018 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
NC
03/11/2016 - 12/06/2016
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
NC
06/20/2012 - 02/03/2015
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
NC
11/05/2008 - 04/13/2012
SUNTRUST INVESTMENT SERVICES, INC. (RALEIGH NC)
NC
04/19/2005 - 12/10/2007
BB&T INVESTMENT SERVICES, INC. (RALEIGH NC)
MO
10/01/2000 - 04/19/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/27/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
KS
09/09/1998 - 01/11/2000
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 06/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/17/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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