Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cummings is a financial professional with over 25 years of experience in the industry. William is currently a registered representative with Osaic Wealth, Inc. and has previously held positions with Signator Investors, Inc., TRANSAMERICA FINANCIAL ADVISORS, INC, and several other firms. William holds a Series 7, Series 24, Series 28, Series 63, Series 99TO, and SIE. William is also a Personal Financial Specialist and is registered to provide advisory services in over 30 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/07/2023 - Present
Osaic Wealth, Inc. (ST PETERSBURG FL)
FL
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (TAMPA FL)
FL
10/07/1997 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
PA
05/23/2005 - 03/25/2010
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
12/05/2001 - 03/29/2004
AFSG SECURITIES CORPORATION (CEDAR RAPIDS IA)
GA
01/23/2002 - 03/05/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
MA
04/06/1999 - 11/24/1999
LANDAUER SECURITIES, INC. (BOSTON MA)
FL
08/22/1995 - 10/07/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
NA
08/21/1995 - 10/07/1997
INTERSECURITIES, INC.
WI
07/01/1993 - 06/26/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
BC
Issued 01/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/29/1993
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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