Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cavalier is a registered representative with FIS Brokerage & Securities Services LLC. William has been in the securities industry since June 12, 2007. William is licensed to sell securities in Illinois. Prior to joining FIS Brokerage & Securities Services LLC, William worked at Sungard Institutional Brokerage Inc. and Scudder Distributors, Inc.. William holds the following licenses: Series 6, Series 7, Series 63, Series 99TO and SIE. William's office is located at 270 REMINGTON BLVD., SUITE A in Bolingbrook, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
02/11/2013 - Present
FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)
IL
04/13/2011 - 12/31/2013
SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)
IL
01/21/1998 - 11/20/2001
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 04/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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