Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gavin Phelan is an active investment advisor representative at Flagstar Advisors. William has over 25 years of experience in the financial services industry. William has a Series 7, 9, 10, 24, 25, 63 and 65 licenses. William is registered to provide investment advisory services in Florida and New York. William is also a registered representative of Flagstar Advisors. William's previous employers include Citigroup Global Markets Inc., Citicorp Investment Services, Labranche Financial Services, Inc., Henderson Brothers, Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company and Waterhouse Securities, Inc. William specializes in retirement planning, portfolio management, mutual funds, variable annuities, fixed annuities, and insurance. William holds a bachelor's degree in economics from the University of Pennsylvania. William is also the President and sole owner of WGPhelan Fine Art Photography LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/04/2010 - Present
Flagstar Advisors (NEW YORK NY)
NY
05/29/2007 - 04/27/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/14/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/02/2002 - 12/09/2002
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
05/09/2001 - 01/02/2002
HENDERSON BROTHERS, INC. (NEW YORK NY)
NY
07/23/1997 - 05/16/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
06/17/1996 - 09/03/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/14/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NE
08/11/1994 - 03/06/1996
WATERHOUSE SECURITIES, INC. (OMAHA NE)
IA
Issued 12/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/09/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2002
Series 25 - NYSE Trading Assistant Examination
BC
Issued 08/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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