Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gavaris is a financial professional with over 20 years of experience in the securities industry. William is currently registered with Mizuho Securities USA LLC. Prior to that, William was with Morgan Stanley & Co. LLC, Lehman Brothers Inc., Bear, Stearns & Co. Inc., and Dillon, Read & Co. Inc. William holds the Series 7, Series 99TO and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/11/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/22/2008 - 06/19/2012
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
08/10/2000 - 03/17/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/01/1997 - 08/08/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CT
02/20/1996 - 06/25/1997
DILLON, READ & CO. INC. (STAMFORD CT)
BC
Issued 01/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2019
Series 99TO - Operations Professional Examination
BC
Issued 02/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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